SOX Certification Letter Template for 302 or 404(b)
Easily manage the quarterly certification process and distribute certifications from control/process owners to the C-suite.
Collecting responses for public filings can be complex, especially as you work your way up the organization. This easy-to-implement template contains the 302 certification language your CEO and CFO are required to sign, as well as the certification requests that can be distributed to control/process owners. Now you can use built-in automation capabilities of the Workiva platform to drive reminders, build workflow, and follow progress. Keep a record of responses and gain assurance over completeness and accuracy of the data.
- Linking placeholders to process documentation and control listing
- Exception identification based on responses to questions