Consumer Finance

Use this template for the review of the consumer finance program and businesses to ensure alignment of policies and procedures with laws and regulations.
Template Contents
Add to Workspace

Don't have an account? Contact us to get started.

Meet the simpler way to keep your financial institution's policies and procedures in line with laws and regulations

This template covers performing a review of the Consumer Finance function, including alignment of policies and procedures to laws and regulations; and a survey of the effectiveness of governance and controls around consumer finance programs, systems, and strategies. Workiva template come complete with detailed test steps, and proposed attributes for the audit team to leverage.

Key Features
  • Defined audit procedures
  • Prepopulated audit test steps for each identified audit procedure
  • Ability to track progress for each procedure
  • Dynamic (ability to add-on, or remove procedures)

Consumer Finance is the property of AuditNet®.

Workiva disclaims all warranties as to the accuracy, completeness or adequacy of information contained in the AuditNet® Consumer Finance, or for interpretations thereof. Workiva accepts no liability or responsibility to the user for the selection of materials from the AuditNet® content or for reliance by any user or reader of such information.

Compatible Solutions
To use this item, your organization needs to have purchased one of the following solutions.
Audit Management
Support and Documentation
Last updated 6/4/2021 (Release Notes)

Frequently Asked Questions

Yes, the template is fully editable.

No, this template is only available for the Audit workspace. We are working on generating SOX/Controls Management templates.

Yes, you can access additional audit templates from AuditNet, please click on the following page for details -, or reach out to your Customer Success Manager for assistance.

Yes, the template can be downloaded as a .xlsx document and shared, please click on the following link for more details -

Fit for Purpose Solutions
Audit Management
Manage complex audit fieldwork and workpapers with unparalleled ease.