Clearview SOX Scoping Template

Determine which entities, processes, accounts, and applications are in-scope for your SOX compliance program.
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Fully scope your SOX compliance program with this example scoping document.

Calculate your planning materiality and perform both quantitative and qualitative risk assessments to determine which entities, financial statement accounts, processes, and applications (both internal and third-party) are in-scope for your SOX program. The integrated risk assessment also allows you to score and prioritize your financial statement accounts and process areas. Are you an SEC reporting user? Then you can also connect financial data (if available) from your SEC workspace to this document to further automate the SOX scoping process. See what the power of automated scoping looks like If you have not performed the process within your SOX workspace!

Compatible Solutions
To use this item, your organization needs to have purchased one of the following solutions.
Controls Management
Support and Documentation
Last updated 5/24/2021 (Release Notes)